Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Edward Miller | 7334834 | 1 | 08/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Alberto Felix | 6196879 | 3 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Perla Alicia Lopez | 7668608 | 2 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Smith | 7687219 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Scott Govea | 6849811 | 1 | 07/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eisenstadt | 3036412 | 2 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 07/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefano Catalano | 5711849 | 2 | 07/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Atea Stiko | 6939929 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Metcalf | 7025976 | 2 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |