Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James C Phillips | 6086452 | 2 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Thibault | 7754520 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz-Maria Medina | 6393846 | 5 | 08/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonia F Montague | 5421801 | 3 | 08/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Robinson | 7002585 | 1 | 08/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doris Yuenting Chan | 7481298 | 1 | 08/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Paul Pinedo | 6169349 | 2 | 08/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Paul Pinedo | 6169349 | 2 | 08/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Bueno | 6638194 | 2 | 08/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Ernest | 6929957 | 1 | 08/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |