Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Miller | 3145864 | 2 | 09/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Angel Guardado | 6905390 | 1 | 09/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deryck Eubanks | 6142130 | 1 | 09/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dimitra Fanellis | 6108793 | 5 | 09/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Burns Rooney | 7178537 | 2 | 09/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Denoy | 6137899 | 1 | 09/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome E Beazer | 5306757 | 2 | 09/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome E Beazer | 5306757 | 2 | 09/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Miller | 3145864 | 2 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Decossard | 5884427 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |