Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paula Ruiz | 4653026 | 1 | 11/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brea Ann Battaglia | 7067737 | 1 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz-Maria Medina | 6393846 | 5 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz-Maria Medina | 6393846 | 5 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Hockenberry | 5229899 | 5 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Hockenberry | 5229899 | 5 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Hockenberry | 5229899 | 5 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Hockenberry | 5229899 | 5 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher R Hockenberry | 5229899 | 5 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mallerie Shepherd | 7911465 | 2 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |