Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Robert Phillips | 5752757 | 3 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo N Lawrence | 5702113 | 2 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dimitra Fanellis | 6108793 | 5 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz-Maria Medina | 6393846 | 5 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Alberto Felix | 6196879 | 3 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz-Maria Medina | 6393846 | 5 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Alvarado | 7583575 | 1 | 11/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean F Bowen | 5703935 | 1 | 11/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi T Graham | 5437870 | 5 | 11/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanese Lachelle Straughter | 7758957 | 1 | 11/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |