Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Sclafani | 4049392 | 1 | 02/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 02/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Marie Mayers | 6043338 | 1 | 02/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 02/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 02/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 01/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Arel | 7799480 | 1 | 01/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Munsell | 7700096 | 1 | 01/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Baxter | 7716020 | 5 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Kelly Nelson | 6153951 | 3 | 01/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |