Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Albert Newman | 2850881 | 5 | 09/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pablo Contreras | 6585226 | 2 | 09/07/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evan McGrath | 6419656 | 1 | 08/17/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conner Barnaby | 7468742 | 1 | 08/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Burns | 7171450 | 1 | 07/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Monheim | 7650388 | 1 | 06/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron M. Constante | 7003621 | 2 | 05/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephanie Rodriguez | 7594365 | 1 | 05/03/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Faraz Manavi | 7469949 | 1 | 04/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sergio Adiel Tellez | 6111532 | 1 | 03/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |