Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mahmoud Amer | 7100168 | 1 | 07/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathnael Elias Kahassai | 6697605 | 1 | 07/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Tortorelli | 7650303 | 2 | 07/08/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanya N Thompson | 6554279 | 2 | 05/22/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 5 | 05/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian A Rojas | 5788073 | 2 | 04/27/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kolby L Smyth | 7589886 | 1 | 04/18/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darwin Winter | 6300055 | 1 | 04/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley D Garza | 7608119 | 2 | 03/25/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Collin M Holt | 7032336 | 1 | 03/17/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |