Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley S Roche | 5550118 | 1 | 08/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanner Jordan Simpson | 7817325 | 1 | 07/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Puccia | 5067895 | 1 | 04/06/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Meera Narula | 6506878 | 1 | 04/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kai Yeung Chan | 7455849 | 1 | 03/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Jimenez | 7289178 | 1 | 03/07/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tre Bell | 7168964 | 1 | 03/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vajeeha Gia Khan | 6411391 | 1 | 09/28/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Crystal Fowler | 5865315 | 1 | 08/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elliot D Donahue | 7053531 | 1 | 08/03/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |