Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Nguyen | 7437968 | 1 | 01/29/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ewa Jankojc | 3178984 | 1 | 12/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Gvido Kubulins | 7470879 | 1 | 12/12/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Griffin Bills | 6979434 | 1 | 12/11/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 7 | 11/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wei Wang | 7648594 | 1 | 11/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Leslie Keogh | 1548453 | 3 | 11/03/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Savannah Joelle Chaffee | 7101267 | 1 | 10/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Uriel Gonzalez | 7595056 | 4 | 07/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gunther Thomas Gaiser | 6980160 | 1 | 05/05/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |