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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 441-449 out of 449 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Claudia Lung1042289107/01/1980CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Bruce Greenwald1714496405/19/1980CriminalFinal Disposition$0.00$0.00See FINRA Report
James D Baker6092125105/05/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Warren Leif Raum1026284205/01/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Bruce Greenwald1714496402/12/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Stephen F Musacchia6545296208/03/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Stephen F Musacchia6545296207/21/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Jon Bull4331944108/13/1973CriminalFinal Disposition$0.00$0.00See FINRA Report
Raymond Leslie Keogh1548453310/01/1971CriminalFinal Disposition$0.00$0.00See FINRA Report

449 Results

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