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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 431-440 out of 449 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samantha Smith-Carsey6188401211/03/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Lori Ann McGuinness1751014210/18/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Antonia F Montague5421801306/28/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Samuel H Srochi1637848305/11/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Barry Jon Fish1602880212/02/1983CriminalFinal Disposition$0.00$0.00See FINRA Report
John J Brady2293537311/18/1982CriminalFinal Disposition$0.00$0.00See FINRA Report
Connie L Moore3100396109/26/1982CriminalFinal Disposition$0.00$0.00See FINRA Report
Desiree M Yarbough2965829106/24/1982CriminalFinal Disposition$0.00$0.00See FINRA Report
Walter John Allen1182025106/17/1981CriminalFinal Disposition$0.00$0.00See FINRA Report
Kent Lee Phillips2614557109/12/1980CriminalFinal Disposition$0.00$0.00See FINRA Report

449 Results

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