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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 421-430 out of 449 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Melroy Patterson3110507108/12/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Patrick Daniel Lane4684079104/16/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Steven Swanson4396238301/27/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew Bresnahan2581163101/04/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
John M Welsh3146558112/29/1986CriminalFinal Disposition$0.00$0.00See FINRA Report
Ronald A Jones5199603212/02/1986CriminalFinal Disposition$0.00$0.00See FINRA Report
Dallas J Wilson7608077105/13/1986CriminalFinal Disposition$0.00$0.00See FINRA Report
Gary Lester Jones4286700110/07/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Larry Robinson4391399106/30/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Claude Turner1631025201/30/1985CriminalFinal Disposition$0.00$0.00See FINRA Report

449 Results

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