Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cody A Barrick | 3116433 | 1 | 12/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 12/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren J Bernard | 5160409 | 1 | 09/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Canales | 2949381 | 2 | 07/05/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Canales | 2949381 | 2 | 04/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas F Gambella | 2512469 | 1 | 03/26/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah A Hallett | 4363974 | 1 | 01/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Jedding | 4151784 | 3 | 05/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Owen Protass | 2403492 | 1 | 10/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hannah M Byron | 4185462 | 2 | 08/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |