Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rupinder Grewal | 4358904 | 1 | 10/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William B Foster | 3081866 | 1 | 09/06/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph R Mignano | 2694651 | 1 | 08/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zeba M Qazi | 5743320 | 1 | 08/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Sammann | 6428981 | 1 | 07/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph M Saad | 2973793 | 1 | 07/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles J Monturio | 3023042 | 1 | 12/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Todd Anderson | 4094224 | 1 | 08/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 07/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard L Garfield | 4563219 | 2 | 07/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |