Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lizleydis Donato | 7647030 | 1 | 07/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexandra McQuade | 6849379 | 1 | 07/08/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dalton Kazimoto | 7727566 | 1 | 07/07/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Raymond | 7602020 | 1 | 06/27/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernadette Marie Moroney | 7569601 | 1 | 01/26/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Culicerto | 7463453 | 1 | 12/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Heisner | 6356783 | 1 | 09/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Taylor M Brown | 7777986 | 2 | 07/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Burke | 7465404 | 1 | 05/10/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Kubosh | 7732575 | 1 | 03/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |