Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jimmy Fontalvo | 7368073 | 1 | 11/19/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Meister | 7090787 | 1 | 07/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Amir Perez | 6424163 | 1 | 06/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noah Snipes | 5379635 | 3 | 06/08/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Dicio Russell | 7654893 | 1 | 06/08/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Castle | 7333751 | 1 | 06/02/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Marinez | 7483441 | 2 | 06/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mehwish Sana Owen | 7467427 | 2 | 05/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tiburtius Roberts | 7259280 | 1 | 05/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina P Gonzalez | 7490149 | 3 | 02/13/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |