Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Johnson | 4968914 | 1 | 05/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anna Lozano | 5136076 | 1 | 02/02/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Feeley | 4179652 | 3 | 12/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Feeley | 4179652 | 3 | 12/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Feeley | 4179652 | 3 | 12/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Konrad David Pi | 7017160 | 1 | 11/17/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Shelton | 5686196 | 1 | 09/13/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Tannebaum | 1676069 | 2 | 02/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Jason Dupont | 4256371 | 3 | 12/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franklin Lewis Klein | 5591163 | 1 | 11/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |