Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell B Paris | 4944668 | 1 | 02/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colleen M Bachman | 6386383 | 1 | 12/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy S Cline | 4202045 | 1 | 12/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Natasha Marie Redmon | 7207472 | 1 | 09/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry E Diaz | 7665313 | 1 | 07/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael C Morrone | 7421285 | 1 | 06/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary R Ginsburg | 4719342 | 1 | 05/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Mark Castro | 5605826 | 1 | 10/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin T Guinan | 4510013 | 1 | 09/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Samuel Nunnally | 2712130 | 3 | 08/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |