Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Seng Tear | 7720511 | 3 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Beth Pacheco | 6924476 | 2 | 03/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly E Daugherty | 6603365 | 1 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Myron Damone Hill | 2780882 | 1 | 12/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Agustin Ponce | 7648232 | 1 | 08/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Martin Gill | 5006451 | 1 | 03/29/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caleb Chapman | 5988757 | 1 | 03/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Meredith Miller | 7831753 | 1 | 02/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Parker Redmond | 6294060 | 1 | 01/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James K O'Connor | 3231049 | 2 | 09/15/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |