Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew F Littlejohn | 5806934 | 2 | 09/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Bosley | 7806345 | 2 | 08/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Scott | 6254775 | 1 | 06/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Minu Shrestha | 6185894 | 1 | 05/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Isaiah Deresa | 7395196 | 2 | 04/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamel Sapp | 7469470 | 1 | 03/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rick A Murga | 4997085 | 2 | 01/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Donaldson | 6192829 | 1 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ranjit Singh Hayhre | 5522414 | 1 | 10/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian W Eckert | 4726652 | 1 | 10/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |