Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Egan | 5212012 | 1 | 12/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Mark Welter | 6360489 | 1 | 11/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Zabinski | 7623389 | 2 | 11/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Morris | 6041709 | 1 | 10/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adrian Fredrick Schulz | 5079240 | 4 | 09/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wilson J Azer | 7345692 | 1 | 09/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ramiro Ruano | 6687027 | 2 | 09/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Montalvo | 7468564 | 2 | 09/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew S Reid | 6285518 | 1 | 08/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Zabinski | 7623389 | 2 | 08/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |