Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc John Zurich | 6016528 | 11 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Kyle Cole | 5399305 | 1 | 05/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 05/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Cervantes | 7769345 | 1 | 04/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy David Brower | 5808912 | 1 | 04/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin William Francis Brennen | 5319268 | 1 | 03/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam C Faust | 4725981 | 1 | 02/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Dailey Redmond | 5147327 | 1 | 01/07/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler West Lightcap | 5648434 | 1 | 12/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |