Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bao Quyen Thi Huynh | 7071478 | 1 | 02/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Seng Tear | 7720511 | 3 | 02/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Ramond Rodriguez | 5381988 | 1 | 01/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Sunmin Chang | 6243037 | 1 | 01/07/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Mondragon | 7504317 | 1 | 01/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert T Perry | 4661812 | 1 | 11/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hunter Lee Archibald | 6256148 | 1 | 10/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 09/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phuc Thien Lovan | 7588894 | 1 | 09/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |