Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Cronin | 5992560 | 1 | 02/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek J Toy | 5959025 | 1 | 12/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Kantor | 7473499 | 1 | 12/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Carmeci | 6604623 | 1 | 11/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stacy Lynn Simonsen Elmendorf | 7820643 | 1 | 10/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Herreres | 7671746 | 1 | 08/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin G Rieger | 6112073 | 1 | 08/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel A Cardenas | 6302356 | 1 | 06/21/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deirdre Michelle Cervi-Skinner | 7454869 | 1 | 04/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Sung | 4965888 | 2 | 04/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |