Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Young Jae Kim | 7143749 | 1 | 07/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Randall | 7835489 | 2 | 07/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Latonya Harrell | 4864396 | 1 | 06/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shellane Maxwell | 7770337 | 1 | 05/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 05/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Lee Thompson | 6982643 | 1 | 03/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Nicastro | 5699757 | 1 | 03/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tunisha Collure | 6556643 | 1 | 03/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Logan J Wood | 7465031 | 1 | 03/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tarak Patel | 7594752 | 1 | 01/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |