Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erica Jade Martin | 7216646 | 1 | 05/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Padilla | 6112030 | 1 | 04/13/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant C Baird | 7779584 | 2 | 04/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricio Mejia-Casarez | 7750564 | 1 | 03/18/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy C Barber | 5806614 | 1 | 03/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shardale Hearn | 7197732 | 1 | 01/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Ponce | 7699218 | 1 | 12/11/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lindy L Henley | 6165270 | 4 | 12/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallas Rodriguez | 7112904 | 2 | 12/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallas Rodriguez | 7112904 | 2 | 12/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |