Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Britany Lee Wade | 7227016 | 1 | 08/06/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Anne Yambor | 7567455 | 1 | 02/26/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Ramkissoon | 7022155 | 1 | 02/06/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles James Langenfeld | 7356807 | 1 | 11/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 7 | 09/29/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rickey Alvin Williams | 6749559 | 4 | 09/17/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos A Devia | 7618504 | 1 | 07/04/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Tearman | 7488724 | 1 | 10/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anton Sukaj | 6878039 | 1 | 09/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lizleydis Donato | 7647030 | 1 | 07/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |