Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Gutierrez | 3152502 | 1 | 05/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samer Barham | 7657206 | 1 | 04/13/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Micklus | 6590026 | 1 | 03/14/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Selena Xochitl Escojido | 7180343 | 2 | 03/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haixin Wang | 7739802 | 1 | 02/21/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Anthony Gilson | 7447610 | 2 | 02/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Wilbur | 4841134 | 1 | 12/07/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Hayes | 1021505 | 3 | 10/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Hoekstra | 7483479 | 2 | 10/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zhuying Li | 6758482 | 1 | 09/17/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |