Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Karbon | 7650585 | 2 | 12/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jermaine D Starnes | 6096830 | 1 | 12/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ying Mok | 7475881 | 2 | 11/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renall Moore | 7599707 | 1 | 11/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James M Necker | 6127993 | 1 | 11/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Towliat | 6409791 | 1 | 10/25/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jake Marshall Bailey | 5939027 | 1 | 10/23/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Raymond Brannick | 6129124 | 1 | 10/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 05/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haseeb Ulhaq | 7492375 | 1 | 05/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |