Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marion Parker | 6329704 | 1 | 07/24/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Swartzell | 5844301 | 1 | 07/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Foust | 7670231 | 1 | 07/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Branden | 7668872 | 1 | 05/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Flora Javaherian | 6655013 | 2 | 05/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colton Ross Clevenger | 7123440 | 1 | 04/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brittany M Philpot | 7736016 | 1 | 04/15/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc John Zurich | 6016528 | 11 | 04/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew J Gabriel | 7783564 | 1 | 03/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Nicholas Alvarado | 7079742 | 1 | 02/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |