Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Berhanu Mekonnen | 7241256 | 1 | 03/27/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mehwish Sana | 7467427 | 2 | 03/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Penney | 5995939 | 1 | 02/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricky Rico | 6872409 | 1 | 01/22/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sedrick Rodrecus Newsom | 7551975 | 1 | 01/21/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua T Resch | 4496737 | 1 | 11/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Josef Bezdek | 7201389 | 1 | 11/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walker Allen Lowes | 7432026 | 1 | 09/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Hoekstra | 7483479 | 2 | 09/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ying Mok | 7475881 | 2 | 08/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |