Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Feusier | 7474730 | 1 | 07/21/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Belanger | 7664428 | 2 | 07/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Glenn Sonek-Delgado | 7342292 | 1 | 06/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tuan Tri Nguyen | 7703722 | 1 | 05/12/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric J Boyer | 6309391 | 1 | 05/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Bina | 7337248 | 2 | 05/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heroico Aguiluz | 7464733 | 1 | 05/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Guthrie Hawkins | 6567076 | 1 | 04/17/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Katherine Copeland | 7513638 | 1 | 03/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Perona | 6068103 | 1 | 03/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |