Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Weiming Kuang | 7146719 | 1 | 04/04/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Routzahn | 6436161 | 1 | 03/10/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yash Ajmeri | 6319720 | 1 | 02/28/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Gocic | 7728478 | 1 | 02/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Howard Richerson | 5828209 | 1 | 01/25/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Ayala | 7405606 | 2 | 01/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie A Schmidt | 7514653 | 1 | 01/06/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regulo Ortiz | 6312765 | 1 | 11/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Skyler Slaymaker | 7155799 | 1 | 10/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carter Alan Klosterboer | 7643154 | 1 | 08/01/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |