Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan K Klein | 6467321 | 1 | 03/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noah Snipes | 5379635 | 3 | 12/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mauro Arias | 7790650 | 1 | 12/10/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin Michael Pellegrino | 7629933 | 1 | 11/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandeep Segireddy | 6560111 | 1 | 11/11/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Natasha Marie Prince | 7884486 | 1 | 11/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Brown | 7129676 | 1 | 08/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richardson | 7475864 | 4 | 07/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Steven Donahoe | 6341680 | 1 | 06/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devin Rice | 7347521 | 1 | 06/16/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |