Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mohammad Khusro Rashid | 7478081 | 2 | 04/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Benedia | 7718681 | 1 | 04/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deshavian Devar Williams | 7170330 | 2 | 03/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abraham Ernesto Zavala | 6631287 | 1 | 03/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephanie Rae Dawson | 7811945 | 3 | 03/04/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Myles Thor Landau | 7199760 | 2 | 02/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 5 | 01/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose G Lara | 7774747 | 1 | 12/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maxwell Geier | 7038009 | 1 | 11/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Estelle Bridget Gould | 5699169 | 1 | 10/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |