Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy M Hunter | 4357429 | 2 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leanda Fanfane | 6102731 | 1 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noojume Nabhani | 7443022 | 2 | 09/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Corcoran | 5907713 | 3 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Corcoran | 5907713 | 3 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Homer Leonard | 7234088 | 1 | 08/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chabeli Caridad Aguiar | 5340688 | 1 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Galindo | 7217998 | 2 | 08/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Lenaiha Tolle | 7424408 | 1 | 08/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |