Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Pursell | 6123004 | 2 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla M Stowers | 7433471 | 5 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Bodensiek | 4254397 | 2 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George J Aber | 5056861 | 2 | 09/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omar Peguero Hernandez | 7168172 | 2 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noojume Nabhani | 7443022 | 2 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel E Carafotes | 6138403 | 5 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel E Carafotes | 6138403 | 5 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leila B Fontanos | 6325752 | 1 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rula O Taha | 7351505 | 1 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |