Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia E Ferreira | 7208789 | 1 | 10/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shan Lin | 6152118 | 2 | 10/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rosita Fernandez | 7715927 | 1 | 10/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Connie Marie Chavez | 6014970 | 1 | 10/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Graham | 7882204 | 2 | 10/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shahriar Sabzevarian | 6765805 | 1 | 10/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Marc Johnson | 2638963 | 1 | 10/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Tejada | 7665298 | 2 | 10/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan A James | 7640870 | 2 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Fiona Meacham | 7425835 | 1 | 09/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |