Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shan Lin | 6152118 | 2 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominik Lukasz Zarychta | 6783805 | 1 | 11/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Morales Ramos | 7657488 | 1 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Shlomo Ivatorov | 6818864 | 1 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Helen Kathryn Corwin | 4820117 | 2 | 10/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Helen Kathryn Corwin | 4820117 | 2 | 10/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles W Dethloff | 5668331 | 2 | 10/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 10/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla M Stowers | 7433471 | 5 | 10/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Endres | 7478868 | 1 | 10/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |