Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa S Moultrie | 1956379 | 2 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy James Murphy | 2696195 | 2 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Marietti | 6660347 | 1 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Kelly Nelson | 6153951 | 3 | 11/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Kelly Nelson | 6153951 | 3 | 11/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Denise Richards-Dresback | 6602095 | 1 | 11/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Ammons | 7120122 | 1 | 11/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Stephanie Ulloa | 7527141 | 2 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Ophelia Talbert | 6930705 | 13 | 11/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Ophelia Talbert | 6930705 | 13 | 11/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |