Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Alejandro Contreras | 6484130 | 4 | 12/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Alejandro Contreras | 6484130 | 4 | 12/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Alejandro Contreras | 6484130 | 4 | 12/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Alejandro Contreras | 6484130 | 4 | 12/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noah Snipes | 5379635 | 3 | 12/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Best | 2561013 | 1 | 12/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zara Massey | 7262981 | 1 | 12/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thamson Tanis | 6084960 | 1 | 12/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna M Flores | 7126161 | 2 | 12/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna M Flores | 7126161 | 2 | 12/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |