Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Ramirez | 6128712 | 1 | 01/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadida Tuhada Kamal | 5008613 | 1 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Francis | 7318712 | 1 | 01/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben E Munoz | 7029012 | 2 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cinthia Sakar | 7613082 | 1 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Perla Alicia Lopez | 7668608 | 2 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Goodall | 4803407 | 1 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Thompson | 7630169 | 1 | 12/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |