Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaclyn M Tapia | 7315983 | 1 | 02/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anahiza Martinez | 7445268 | 4 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anahiza Martinez | 7445268 | 4 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anahiza Martinez | 7445268 | 4 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anahiza Martinez | 7445268 | 4 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Sgambati | 7652525 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas B Wade | 2049900 | 1 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittney Falke Griffin | 7645427 | 1 | 01/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel E Carafotes | 6138403 | 5 | 01/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Savannah Cordova | 7421715 | 3 | 01/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |