Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Medina | 6923146 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hafiziou Barry | 7239191 | 4 | 02/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Ophelia Talbert | 6930705 | 13 | 02/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Max Genser | 6401707 | 1 | 02/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerace | 7475874 | 1 | 02/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salima Garone | 7786436 | 2 | 02/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Marie Cole-Poser | 6872044 | 1 | 02/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya Andrea Padilla Jara | 7111496 | 1 | 02/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neftali Ernesto Saca Argueta | 7497649 | 2 | 02/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lane Christopher Woodzell | 7600982 | 1 | 02/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |