Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Baxter | 7716020 | 5 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Kelly Nelson | 6153951 | 3 | 01/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lasater | 7904619 | 2 | 12/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lasater | 7904619 | 2 | 12/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nizar Dhaouadi | 7174535 | 1 | 12/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kamran Mubashar | 5885533 | 1 | 12/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary A Ross | 1288200 | 2 | 12/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Moore | 7735574 | 1 | 12/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Gabriel Chacin | 7300106 | 1 | 11/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |