Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rockwell C Taylor | 7162994 | 5 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Williams | 7657348 | 2 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Williams | 7657348 | 2 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Flannery | 7820117 | 3 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Ophelia Talbert | 6930705 | 13 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Ophelia Talbert | 6930705 | 13 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zuri Malik Abdul-Saboor | 6659248 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Pursell | 6123004 | 2 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Szuying Huang | 6986841 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Villanueva | 7613293 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |