Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos D Nunez | 5448355 | 1 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel E Carafotes | 6138403 | 5 | 03/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa de Leon | 6955706 | 1 | 03/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Douglas Ellison | 6022054 | 2 | 03/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan J Vegas | 6805871 | 1 | 03/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John T Berry | 2113775 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rockwell C Taylor | 7162994 | 5 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rockwell C Taylor | 7162994 | 5 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rockwell C Taylor | 7162994 | 5 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rockwell C Taylor | 7162994 | 5 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |