Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sherod-Malik Jamal Davis | 7210146 | 5 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raquel Schumacher | 7662068 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Abaunza Hernandez | 6311124 | 1 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Ophelia Talbert | 6930705 | 13 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jodi Lynn Barna | 2609838 | 1 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Casey Randall | 7835489 | 2 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debora N Caceres Vendeuvre | 7860480 | 2 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Adler | 7844611 | 1 | 03/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Orth | 6622729 | 1 | 03/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Anne Spence | 7476716 | 6 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |