Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Gregory | 7164386 | 1 | 04/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Judah Loube Pearson | 7432032 | 1 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Harvey | 7670409 | 1 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Hasni | 7213216 | 1 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla M Stowers | 7433471 | 5 | 04/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Zwicky | 6903100 | 2 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Cox | 7443874 | 2 | 04/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Rivers | 3084111 | 1 | 04/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel E Carafotes | 6138403 | 5 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Dean | 5500656 | 1 | 04/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |