Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Robert Pavone | 7818042 | 1 | 05/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Valbuena | 7367503 | 2 | 05/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rezso L Spruch | 6837010 | 2 | 05/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyrone J Austin | 7253764 | 2 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Linn | 6574319 | 1 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Artemiza Melendez | 7471083 | 1 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley D Garza | 7608119 | 2 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vida Marie Flores | 7703476 | 1 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Wolf | 7490252 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Zwicky | 6903100 | 2 | 04/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |