Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valeska Santibanez Jofre | 6930373 | 1 | 05/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adolfo David Valencia | 7581599 | 1 | 05/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenard van Roach | 6517433 | 3 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicky Wong | 6803654 | 1 | 05/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenard van Roach | 6517433 | 3 | 05/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Hill | 7560584 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 05/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hafiziou Barry | 7239191 | 4 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsey Stephen West | 7597287 | 2 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allee Miller | 7558310 | 1 | 05/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |